IN THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF VIRGINIA
Alexandria Division[date stamped:] May 16, 2001
UNITED STATES OF AMERICA ) CRIMINAL NO. 01-188-A ) v. ) Count 1: Conspiracy to Commit ) Espionage ROBERT PHILIP HANSSEN, ) 18 U.S.C. § 794(c) ) ) Count 2-20: Espionage ) 18 U.S.C. § 794(a) ) ) Count 21: Attempted Espionage ) 18 U.S.C. § 794(a) ) ) Forfeiture ) 18 U.S.C. § 794
2001年5月任期 - 在亚历山大（Alexandria）INDICTMENT
THE GRAND JURY CHARGES THAT:
GENERAL ALLEGATIONS
始终对这项起诉的重要内容：1. The defendant ROBERT PHILIP HANSSEN was a Special Agent of the Federal Bureau of Investigation (FBI), who entered on duty with the FBI on January 12, 1976, and served continuously until February 18, 2001. For most of his FBI career, defendant HANSSEN worked in the FBI's Intelligence Division, renamed the National Security Division. In that capacity, defendant HANSSEN worked with, and had access to, classified information relating to the foreign intelligence and counterintelligence activities of the FBI and other United States Intelligence Community agencies, including the Central Intelligence Agency (CIA), the National Security Agency (NSA), and the Defense Intelligence Agency (DIA).
2.从1981年1月左右到1985年9月左右，被告汉森被分配给华盛顿特区的联邦调查局总部，从1985年9月左右到1987年8月左右，被告汉森被分配给新的FBI野外办公室。约克，纽约。在1987年8月左右，他返回华盛顿特区，直到2001年2月18日，他从事各种联邦调查局任务。
3. Upon entering on duty with the FBI on January 12, 1976, defendant HANSSEN signed an Oath of Office in which he swore that: "I will support and defend the Constitution of the United States against all enemies, foreign and domestic; that I will bear true faith and allegiance to the same; that I take this obligation freely, without any mental reservation or purpose of evasion; and that I will well and faithfully discharge the duties of the office on which I am about to enter. So help me God." That same day, he signed the FBI Pledge for Law Enforcement Officers, in which he pledged, in part: "I accept the obligation in connection with my assignments to . . . consider the information, coming into my knowledge by virtue of my position as a sacred trust, to be used solely for official purposes. . . . In the performance of my duties and assignments, I shall not engage in unlawful and unethical practices."
4.行政命令12958及其前身命令以（1）的所有形式确定该信息由美国政府控制，或在或在美国政府控制下的任何形式，（2）属于所规定的任何类别在命令的第1.5节中（包括：情报来源或方法；密码学；军事计划；以及与国家安全有关的系统，安装，项目或计划的漏洞或能力），可以由原始分类机构归类未经授权的披露可以合理地披露此类信息，从而损害国家安全。如果这种损害将“严重”，则可以将信息归类为秘密。如果这种损害将“异常严重”，则该信息可能被归类为最高机密。通过敏感的隔室信息（SCI）类别的划分，可以进一步限制对任何级别的分类信息的访问。在任何级别上传播机密信息也可能会受到警告的限制或承包商/顾问）和WNIntel（警告通知：涉及的情报来源和方法）。
5.被告汉森绝密许可公司举行ntinuously from the time he joined the FBI in 1976, and was indoctrinated for access to a variety of SCI programs. Specifically:
A。1976年1月12日，被告汉森（Hanssen）签署了一项雇用协议，他承认：
I understand that Federal Law such as Title 18, United States Code, Sections 793, 794, and 798; . . . (Executive Order 11652); and regulations issued by the Attorney General . . . prohibit loss, misuse, or unauthorized disclosure or production of national security information, other classified information and other nonclassified information in the files of the FBI; . . . I understand that unauthorized disclosure of information in the files of the FBI or information I may acquire as an employee of the FBI could result in impairment of national security, place human life in jeopardy, . . . or prevent the FBI from effectively discharging its responsibilities. . . . I agree that I will never divulge, publish, or reveal either by word or conduct, or by any other means disclose to any unauthorized recipient without official written authorization . . . any information from the investigatory files of the FBI or any information relating to material contained in the files, or disclose any information or produce any material acquired as part of the performance of my official duties or because of my official status . . .
b. On various occasions throughout his FBI employment, defendant HANSSEN signed various iterations of the Nondisclosure Agreement for Sensitive Compartmented Information, in which he acknowledged that he had received security indoctrinations and understood, among other things, that he had been advised that the direct or indirect unauthorized disclosure by him of SCI information "could cause irreparable injury to the United States, and be used to advantage by a foreign nation," and pledged that "I will never divulge such information, in any form or any manner, to anyone who is not authorized to receive it, without prior written authorization from an appropriate official of the United States Government." He also acknowledged that he had been advised that such unauthorized disclosure could constitute violations of criminal laws including Title 18, United States Code, Section 794.
6. TheKomitet gosudarstvennoy bezopasnosty, known as the KGB, was the intelligence service of the Union of Soviet Socialist Republics (USSR). In or about December 1991, theSluzhba Vneshney Razvedki Rossi, known as the SVR, assumed the foreign intelligence functions of the former KGB for the principal successor state of the USSR, the Russian Federation. In this indictment, term "KGB/SVR" refers to activities of either the KGB or the SVR.7. As used by those who engage in espionage activities:
A。The term "dead drop" site refers to a prearranged hidden location used for the clandestine exchange of packages, messages, and payments, which avoids the necessity of an intelligence officer and an agent being present at the same time.b. A "signal site" is a prearranged fixed location, usually in a public place, on which an agent or an intelligence officer can place a predetermined mark in order to alert the other to operational activity.
c. An "accommodation address" is a "safe" address, not overtly associated with intelligence activity, used by an agent to communicate with the intelligence service for which he is working.
COUNT ONE
(18 U.S.C. � 794(a) and (c))
（阴谋进行间谍活动）
THE GRAND JURY FURTHER CHARGES THAT:A.THE CONSPIRACY
1. The Grand Jury realleges and incorporates by reference the GENERAL ALLEGATIONS of this Indictment.
2.从1985年10月1日左右或在2001年2月18日左右，在弗吉尼亚州东部和其他地方，被告罗伯特·菲利普·汉森（Robert Philip Hanssen）确实有意，非法地结合，同盟并同意其他人，他们都知道大陪审团不知道包括克格勃/SVR的官员，不得不理解和非法交流，交付和传输给外国政府，特别是苏联社会主义共和国联盟（苏联）及其继任者，俄罗斯联邦，俄罗斯联盟，及其俄罗斯联盟，外国政府的代表，官员和代理人直接和间接地，与美国国防有关的文件和信息，有意和理由相信，同样的文件将用于美国的伤害和优势苏联及其继任者俄罗斯联邦，此类交流，交付和传播导致外国权力的身份（根据1978年《外国情报监视法》第101（a）条的身份），该人是一个人作为代理人的个人在美国的死亡中，直接与卫星，预警系统，防御或报复大规模攻击，通讯情报和国防战略的主要要素有关，违反第18章，联合国家代码，第794（a）节。
B.阴谋的方式，方式和手段
1.被告汉森将并确实利用他作为联邦调查局的特别代理人的立场以及他的正式访问与国防有关的机密信息，以获取，积累和传输此类信息，包括信息将秘密和最高机密分类为kgb/svr。
2.这是一个进一步的德的阴谋的一部分fendant HANSSEN would and did secretly remove classified information relating to the national defense from United States Government facilities in order to provide such information to the KGB/SVR.
3. It was a further part of the conspiracy that defendant HANSSEN would and did write letters to the KGB/SVR conveying information of interest to the KGB/SVR, including classified information relating to the national defense, that he had learned or otherwise obtained in the course of his official FBI duties.
4. It was a further part of the conspiracy that defendant HANSSEN would and did write letters to the KGB/SVR proposing communications plans, locations for signal sites and dead drop exchange sites, and schedules for operational activity.
5.这是被告汉森会并在公共区域（包括他在弗吉尼亚州东区的家附近的公园）中选择的阴谋的另一部分他的日常业务。
6. It was a further part of the conspiracy that in their communications to each other defendant HANSSEN and the KGB/SVR would and did use a code for dates and times of operational activity.
7. It was a further part of the conspiracy that defendant HANSSEN would and did mail letters and packages to the KGB/SVR through "accommodation addresses" in the Eastern District of Virginia and elsewhere.
8.被告汉森会并在弗吉尼亚州东区的“死滴”地点与KGB/svr交换包裹的另一部分是阴谋，从而避免了个人会议，以便继续隐藏他的真实克格勃/SVR的身份，并有助于确保他持续的安全。
9.这是被告汉森会并将其材料包裹在塑料垃圾袋中，并用清晰的胶带固定的材料。
10. It was a further part of the conspiracy that, in their communications regarding operational activity, defendant HANSSEN and the KGB/SVR would and did use code names including "PARK", "LEWIS", "ELLIS" and "V" to refer to established dead drop and signal sites.
11.这是被告汉森和克格勃/svr的阴谋的另一部分活动。
12. It was a further part of the conspiracy that defendant HANSSEN would and did maintain and use apparently innocuous materials, such as adhesive tape, thumbtacks, colored chalk, and plastic garbage bags in conducting his operational activity with the KGB/SVR.
13.被告汉森会并且确实在他邮寄给kgb/svr的物品的返回地址中使用代码的阴谋是另一部分，以表明应该在特定日期进行死亡掉落操作。
14. It was a further part of the conspiracy that defendant HANSSEN and the KGB/SVR would and did communicate by telephone, and would and did use a classified advertisement in order to make specific telephone call arrangements.
15.这是被告汉森（Hanssen）以计算机磁盘的形式向KGB/SVR提供的信件和其他信息的阴谋的另一部分。
16.被告汉森（Hanssen）将并与KGB/SVR安排使用特殊的计算机程序（称为密钥）来对其进行加密并解密他们以计算机磁盘形式进行的信件和其他信息来使用特殊的计算机程序（称为密钥）的阴谋。
17. It was a further part of the conspiracy that the KGB/SVR would and did pay substantial amounts of money to defendant HANSSEN in the form of cash payments for his espionage-related activities.
18. It was a further part of the conspiracy that the KGB/SVR would and did place additional sums of money in escrow for defendant HANSSEN, representing additional payments for defendant HANSSEN's espionage-related activities.
19.被告汉森会并确实要求克格勃/svr以钻石的形式付款，而克格勃/SVR会多次以钻石付款，这是被告汉森会并确实向克格勃/svr付款的另一部分。
20. It was a further part of the conspiracy that defendant HANSSEN would and did propose to the KGB/SVR that a Swiss bank account be used for the receipt of payments from the KGB/SVR.
21. It was a further part of the conspiracy that defendant HANSSEN would and did respond to specific requests for classified information which the KGB/SVR asked him to obtain or otherwise provide.
22. It was a further part of the conspiracy that defendant HANSSEN's espionage relationship with the USSR was converted into an espionage relationship with the Russian Federation after the USSR dissolved and the Russian Federation came into existence.
23. It was a further part of the conspiracy that the KGB/SVR would and did use codenames to refer to defendant HANSSEN in its internal files, and limited access to those files by KGB/SVR personnel, in order to protect the operation involving defendant HANSSEN.
24. It was a further part of the conspiracy that defendant HANSSEN would and did sign his letters to the KGB/SVR, if at all, with a name other than his true name.
25.这是一个进一步的德的阴谋的一部分fendant HANSSEN and the KGB/SVR would and did take steps to conceal and maintain the secrecy of his espionage activities in order to protect himself from prosecution and to permit him to engage in additional espionage activity.
C.OVERT ACTS
阴谋的促进和影响objects thereof, defendant HANSSEN and unindicted co-conspirators did commit overt acts in the Eastern District of Virginia and elsewhere, including but not limited to the following:
1. On or about October 1, 1985, defendant HANSSEN mailed a letter to the KGB, addressed to the residence of a Soviet Embassy official in the Eastern District of Virginia, which letter contained classified information relating to the national defense, the transmission of a portion of which resulted in the identification by a foreign power (as defined in Section 101 (a) of the Foreign Intelligence Surveillance Act of 1978) of two individuals acting as agents of the United States and consequently in the deaths of these individuals, and the transmission of another portion of which concerned communications intelligence.
2.On or about October 15, 1985, defendant HANSSEN mailed a package to the KGB, addressed to the residence of a Soviet Embassy official in the Eastern District of Virginia, which package contained classified documents.
3.在1985年10月24日左右，被告汉森向克格勃邮寄了一条消息，该消息寄给了弗吉尼亚州东区的苏联大使馆官员的住所。
4. Between on or about November 2 and November 8, 1985, defendant HANSSEN retrieved from a dead drop site in Nottoway Park in the Eastern District of Virginia a package from the KGB containing $50,000 cash and a message.
5.On or about November 8, 1985, defendant HANSSEN mailed a letter to the KGB, addressed to the residence of a Soviet Embassy official in the Eastern District of Virginia, which letter contained classified information relating to the national defense the transmission of a portion of which resulted in the identification by a foreign power (as defined in Section 101 (a) of the Foreign Intelligence Surveillance Act of 1978) of an individual acting as an agent of the United States and consequently in the death of that individual, such individual also being one of the subjects of Overt Act 1.
6. On or about June 30, 1986, defendant HANSSEN mailed a letter to the KGB, addressed to the residence of a Soviet Embassy official in the Eastern District of Virginia, which letter contained classified information relating to the national defense a portion of which directly concerned satellites.
7. On or about June 30, 1986, defendant HANSSEN signed a letter to the KGB in the name of "Ramon."
8. From on or about July 14, 1986, to on or about July 18, 1986, the KGB placed the following advertisement inThe Washington Times:
DODGE - '71, DIPLOMAT, NEEDS ENGINE WORK, $1000. Phone
(703) 451-9780 (CALL NEXT Mon., Wed., Fri. 1 p.m.)
9. On or about Monday, July 21, 1986, defendant HANSSEN placed a call to the telephone number given in the KGB'sWashington Timesadvertisement, and gave a phone number to a KGB officer with whom he spoke.10. On or about Monday, July 21, 1986, about an hour after the conversation described in the foregoing paragraph, the KGB officer placed a call to the number defendant HANSSEN had given him, and informed defendant HANSSEN that the Nottoway Park dead drop site was being loaded for him.
11. On or about August 7, 1986, defendant HANSSEN mailed a letter to the KGB, addressed to the residence of a Soviet Embassy official in the Eastern District of Virginia.
12. On or about August 18, 1986, defendant HANSSEN placed a telephone call to the telephone number given in the KGB'sWashington Timesadvertisement, and spoke to a KGB officer.
13. On or about August 19, 1986, defendant HANSSEN retrieved from the Nottoway Park dead drop site in the Eastern District of Virginia a package from the KGB containing $10,000 cash and a letter.
14. On or about August 19, 1986, defendant HANSSEN mailed a note to the KGB, addressed and delivered to the residence of a Soviet Embassy official in the Eastern District of Virginia.
15. On or about September 8, 1987, defendant HANSSEN mailed a letter to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
16. 1987年9月14日左右，被告汉森将包裹邮寄给包含机密文件的克格勃。
17. On or about September 15, 1987, defendant HANSSEN retrieved from the Nottoway Park dead drop site in the Eastern District of Virginia a package from the KGB containing $10,000 cash and a message.
18. On or about September 26, 1987, defendant HANSSEN placed at the Nottoway Park dead drop site in the Eastern District of Virginia a package for the KGB containing a letter and a classified document.
19. On or about September 29, 1987, the KGB deposited $100,000 in a Moscow bank account for defendant HANSSEN.
20.在1987年11月7日或左右，被告汉森向克格勃寄了一封信，致辞并交付给了弗吉尼亚州东区的苏联住宿地址。
21. On or about November 17, 1987, defendant HANSSEN mailed a letter to the KGB.
22.在1987年11月23日左右，被告汉森位于弗吉尼亚州东区的Nottoway Park Dead Drop地点，一个包含与国防有关的机密文件的克格勃的包裹。
23.在1987年11月23日左右，被告汉森从弗吉尼亚州东区的诺托韦公园死滴现场取回了一个来自克格勃的包裹，其中包含20,000美元现金和一封信。
24. On or about November 23, 1987, the KGB informed defendant HANSSEN that $100,000 had been placed in a bank on his behalf.
25.1988年2月或3日,被告HANSSEN mailed a note to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
26.在1988年2月8日或左右，被告汉森放置在弗吉尼亚州东区的诺托维公园死滴现场，一个包含信件，分类文件和计算机软件的克格勃的包裹，包括与国家有关的机密信息防御一部分直接涉及通信情报。
27. On or about February 8, 1988, defendant HANSSEN retrieved from the Nottoway Park dead drop site in the Eastern District of Virginia a package from the KGB containing $25,000 cash and a letter.
28.在1988年3月15日左右，被告汉森将计算机套装邮寄给克格勃，致辞并交付给弗吉尼亚州东区的苏联住宿地址。
29.在1988年3月16日左右，被告汉森向克格勃邮寄了一张纸条，并向弗吉尼亚州东区的苏联住宿地址发表了致辞。
30.在1988年3月24日左右，被告汉森将计算机套装邮寄给克格勃，并交付并交付给弗吉尼亚州东区的苏联住宿地址。
31.在1988年3月28日左右，被告汉森位于弗吉尼亚州东区的Nottoway Park Dead Drop地点，一个包装包含与国防部和计算机拼写有关的机密文件的kgb包装。
32. On or about March 28, 1988, defendant HANSSEN retrieved from the Nottoway Park dead drop site in the Eastern District of Virginia a package from the KGB containing $25,000 cash and a letter.
33. On or about March 31, 1988, defendant HANSSEN mailed a note to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
34. On or about April 5, 1988, in the Eastern District of Virginia, defendant HANSSEN mailed a computer diskette to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia, which computer diskette contained classified information.
35. On or about April 5, 1988, in the Eastern District of Virginia, defendant HANSSEN asked the KGB for diamonds.
36. On or about May 17, 1988, in the Eastern District of Virginia, defendant HANSSEN mailed a computer diskette to the KGB, addressed and delivered to a Soviet accommodation address, which computer diskette contained classified information.
37. On or about July 13, 1988, defendant HANSSEN mailed a letter to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
38. On or about July 18, 1988, defendant HANSSEN placed at the Nottoway Park dead drop site in the Eastern District of Virginia a package for the KGB containing classified documents relating to the national defense, including a document directly concerning early warning systems and other means of defense or retaliation against large-scale attack.
39. On or about July 18, 1988, defendant HANSSEN retrieved from the Nottoway Park dead drop site in the Eastern District of Virginia a package from the KGB containing $25,000 cash and a letter.
40. On or about July 29, 1988, defendant HANSSEN mailed a computer diskette to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia, which computer diskette contained classified information.
41. On or about August 22, 1988, the KGB deposited $50,000 in a Moscow bank account for defendant HANSSEN.
42. 1988年9月20日或左右，被告汉森将纸条和计算机套装邮寄给克格勃，并交付并交付给弗吉尼亚州东部地区的苏联住宿地址，计算机软盘包含机密信息。
43.在1988年9月26日左右，被告汉森（Hanssen）放置在弗吉尼亚州东区的一个死滴现场，一个包含分类文件的克格勃的包裹。
44. On or about September 26, 1988, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing a diamond and a letter.
45. On or about September 26, 1988, the KGB advised defendant HANSSEN that $50,000 had been deposited in defendant HANSSEN's account.
46.在1988年11月30日左右，被告汉森将计算机软盘邮寄给克格勃，并交付并运送到弗吉尼亚州东部地区的苏联住宿地址，计算机软盘包含机密信息。
47. On or about December 26, 1988, defendant HANSSEN placed at a dead drop site in the Eastern District o'f Virginia a package for the KGB containing documents and a computer diskette, which computer diskette contained classified information relating to the national defense and directly concerning communications intelligence.
48. On or about December 26, 1988, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $10,000 cash, a diamond, and a message.
49.在1989年1月31日左右，被告汉森放置在弗吉尼亚州东区的一个死滴现场，一个包含纸币的克格勃的包裹，分类文件和一个包含机密信息的计算机软盘。
50. On or about January 31, 1989, defendant HANSSEN placed an emergency call-out signal for the KGB at a pre-designated signal site.
51.1989年3月16日,在约,被告汉森placed a call-out signal for the KGB at a pre-designated signal site.
52. On or about March 20, 1989, defendant HANSSEN placed at a dead drop site in the Eastern District of Virginia two packages for the KGB containing classified documents relating to the national defense and a computer diskette which contained classified information.
53.在1989年3月20日左右，被告汉森从弗吉尼亚州东区的一个死落地中取回了一个套餐，这些套餐包含18,000美元现金，一颗钻石和一封信。
54. On or about May 17, 1989, defendant HANSSEN placed a call-out signal for the KGB at a pre-designated signal site.
55. 1989年5月22日左右，被告汉森位于弗吉尼亚州东区的一个死滴现场，一个包含分类文件的克格勃的包裹，他以前从克格勃那里收到的三颗钻石中的两只返回现金，以及包含与国防部有关的机密信息，包括直接有关通信情报的信息。
56.在1989年5月22日左右，被告汉森向克格勃提出，瑞士的帐户可用于从克格勃那里收到付款。
57. 1989年5月22日或左右，被告汉森从弗吉尼亚州东区的一个死落地中检索了一个包裹，其中包含一封信和一份与汉森先前提供给KGB和KGB和国防的机密文件曾要求克格勃回到他身边。
58. On or about August 1, 1989, defendant HANSSEN placed two simultaneous call-out signals for the KGB at pre-designated signal sites.
59. 1989年8月7日或左右，被告汉森（Hanssen与国防有关的国防直接涉及对大规模核攻击和其他国防战略要素的防御或报复的手段。
60. On or about August 7. 1989, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $30,000 cash and a letter.
61.在大约1989年8月17日,克格勃沉积$50,000 in a Moscow bank account for defendant HANSSEN.
62. On or about September 22, 1989, defendant HANSSEN placed a call-out signal for the KGB at a pre-designated signal site.
63.在1989年9月25日左右，被告汉森位于弗吉尼亚州东区的一个死滴现场，一个包含与国防部有关的机密文件的克格勃的包裹，该文件与国防直接涉及通信情报，以及一个包含分类的计算机磁盘信息。
64. On or about September 25, 1989, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $30,000 cash, a letter, and a KGB computer diskette.
65. On or about September 28, 1989, defendant HANSSEN mailed a letter to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
66. On or about October 16, 1989, defendant HANSSEN mailed a computer diskette to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia.
67. On or about October 23, 1989, defendant HANSSEN placed at a dead drop site in Foxstone Park in the Eastern District of Virginia a package for the KGB containing a computer diskette which contained classified information relating to the national defense, including information which directly concerned communications intelligence.
68.在1989年10月31日至10月3日左右，被告汉森从弗吉尼亚州东部地区的福克斯通公园死落地现场取回了一个来自克格勃的包裹，其中包含55,000美元现金和克格勃计算机套餐。
69. Between on or about October 31 and November 3, 1989, the KGB advised defendant HANSSEN that $50,000 had been deposited into his account in Moscow.
70.在1989年12月20日左右，被告汉森在预先指定的信号站点上向kgb发出了呼叫信号。
71.在1989年12月25日左右，被告汉森放置在弗吉尼亚州东区的一个死滴现场，一个包含与国防有关的机密文件的克格勃的包裹，其中包括直接有关通信智能的信息，以及一个计算机磁盘，该信息的信息包含分类信息。
72. On or about December 25, 1989, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $38,000 cash and two KGB computer diskettes.
73.在1990年3月1日左右，被告汉森在预先指定的信号站点上向kgb发出了呼叫信号。
74.在1990年3月5日左右，被告汉森位于弗吉尼亚州东区的一个死滴现场，一个包含文件的克格勃和计算机软件包的套餐，其中包含与国防有关的机密信息。
75. On or about March 5, 1990, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $40,000 cash and a KGB computer diskette.
76.在1990年5月3日左右，被告汉森在预先指定的信号位点上向kgb发出了呼叫信号。
77. On or about May 7, 1990, defendant HANSSEN placed at a dead drop site in the Eastern District of Virginia a package for the KGB containing classified documents and a computer diskette which contained classified information.
78.在1990年5月7日左右，被告汉森从弗吉尼亚州东区的一个死落地中取回了一个套餐，这些套餐是从克格勃的包装中，其中包含35,000美元现金和kgb计算机套餐。
79.在1990年5月17日左右，被告汉森向克格勃邮寄了一封信和计算机软件，并交付并运送到弗吉尼亚州东区的苏联住宿地址。
80. 1990年5月21日左右，被告汉森从弗吉尼亚州东部地区的福克斯通公园死落地中取回了一个包含两个kgb计算机磁盘的克格勃。
81. On or about August 20, 1990, defendant HANSSEN mailed a computer diskette to the KGB, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia, which computer diskette contained classified information.
82.在1990年9月3日或左右，被告汉森从弗吉尼亚州东区的一个死滴地点取回了一个包裹，其中包含40,000美元现金和kgb计算机套管。
83.在1991年2月2日左右，被告汉森为克格勃发出了紧急呼叫信号。
84. On or about February 2, 1991, defendant HANSSEN placed at a dead drop site in the Eastern District of Virginia a package for the KGB containing a computer diskette which contained classified information relating to the national defense.
85.在1991年2月18日或左右，克格勃放置在弗吉尼亚州东区的一个死滴现场，一个包含10,000美元现金和克格勃计算机套装的包裹。
86. On or about April 10, 1991, defendant HANSSEN placed a call-out signal for the KGB at a pre-designated signal site.
87.在1991年4月15日左右，被告汉森（Hanssen）放置在弗吉尼亚州东区的一个死滴现场，一个包含机密文件和计算机软件的克格勃的包裹。
88. On or about April 15, 1991, defendant HANSSEN retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $10,000 cash and a KGB computer diskette.
89.在1991年7月9日或左右，被告汉森在预先指定的信号站点上向kgb发出了呼叫信号。
90. On or about July 15, 1991, defendant HANSSEN placed at the Foxstone Park dead drop site in the Eastern District of Virginia a package for the KGB containing classified documents and a computer diskette.
91. On or about July 15, 1991, defendant HANSSEN retrieved from the Foxstone Park dead 'drop site in the Eastern District of Virginia a package from the KGB containing $12,000 cash and a KGB computer diskette.
92.在1991年8月19日或左右，被告汉森位于弗吉尼亚州东区的一个死滴现场，一个包含与国防部有关的分类文件的克格勃的包裹，以及包含与国防有关的机密信息的计算机软盘，其中包括直接有关通信情报的信息。
93.在大约1991年8月19日,被告汉森retrieved from a dead drop site in the Eastern District of Virginia a package from the KGB containing $20,000 cash and a message.
94. On or about October 1, 1991, defendant HANSSEN placed a call-out signal for the KGB at a pre-designated signal site.
95.在1991年10月7日或左右，被告汉森（Hanssen）放置在一个死亡地点的kgb包裹，其中包含分类文档和包含机密信息的计算机软件包。
96. On or about October 7, 1991, defendant HANSSEN retrieved from a dead drop site a package from the KGB containing $12,000 cash and a KGB computer diskette.
97. On or about December 12, 1991, defendant HANSSEN mailed a note to the KGB/SVR, addressed and delivered to a Soviet accommodation address in the Eastern District of Virginia, which note contained classified information relating to the national defense.
98. On or about December 16, 1991, defendant HANSSEN placed at a dead drop site in the Eastern District of Virginia a package for the KGB/SVR containing classified documents relating to the national defense and a computer diskette which contained classified information relating to the national defense, including information directly concerning communications intelligence.
99.在1991年12月16日左右，被告汉森从弗吉尼亚州东区的一个死落地中检索了一个包裹，kgb/svr包含$ 12,000现金和克格勃计算机磁盘。
100. On or about August 11, 1999, defendant HANSSEN conducted searches of the FBI's collected computerized databases of classified and unclassified investigative files and indices, called the Automated Case Support (ACS) System, for the purpose of determining whether the FBI was aware of operational activity at Foxstone Park.
101.在1999年10月6日左右，被告汉森在称为versa卡的计算机存储器存储设备上维持了kgb/svr的一封信。
102. On or about November 3, 1999, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops in Virginia or of operational activity at Foxstone Park.
103. On or about November 15, 1999, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops in Virginia or of operational activity at Foxstone Park.
104. On or about March 14, 2000, defendant HANSSEN created or last modified a letter to the KGB/SVR.
105. On or about March 31, 2000, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops involving Russia.
106. On or about June 8, 2000, defendant HANSSEN created or last modified a letter to the KGB/SVR.
107.在2000年7月31日左右，被告汉森在上述的Versa卡上维持了KGB/SVR的一封信。
108. On or about October 4, 2000, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops.
109. On or about November 13, 2000, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops.
110.在2000年11月17日或左右，被告汉森创建或最后修改了给克格勃/svr的信。
111.在2000年12月21日左右，被告汉森对联邦调查局的ACS系统进行了搜索，目的是确定联邦调查局是否知道最近的死滴。
112. In or about January 2001, defendant HANSSEN possessed a personal PALM III device which contained on it a record referring to "ELLIS" and the date February 18 and the time 8:00.
113.在2001年1月16日左右，被告汉森对联邦调查局的ACS系统进行了搜索，目的是确定联邦调查局是否知道最近的死亡掉落。
114. On or about January 19, 2001, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops.
115. On or about January 22, 2001, defendant HANSSEN conducted searches of the FBI's ACS System for the purpose of determining whether the FBI was aware of recent dead drops or of operational activity at Foxstone Park.
116. On or about January 30, 2001, defendant HANSSEN maintained in the glove compartment of his personal automobile a roll of white Johnson & Johnson medical adhesive tape and a box of Crayola colored chalk.
117. On or about January 30, 2001, defendant HANSSEN maintained in the trunk of his personal automobile a roll of Superior Performance Scotch clear mailing tape and a number of dark colored Hefty garbage bags.
118. On or about February 12, 2001, defendant HANSSEN maintained in the glove compartment of his personal automobile a box containing thumbtacks of various colors, including yellow and white.
119. On or about February 18, 2001, defendant HANSSEN possessed classified documents relating to the national defense in the trunk of his personal automobile.
120. On or about February 18, 2001, defendant HANSSEN wrapped classified documents relating to the national defense and a computer diskette in a plastic garbage bag secured with clear tape.
121. On or about February 18, 2001, defendant HANSSEN went to Foxstone Park in the Eastern District of Virginia.
122. On or about February 18, 2001, at Foxstone Park in the Eastern District of Virginia, defendant HANSSEN placed a piece of white adhesive tape on a pole.
123.在2001年2月18日或左右，在弗吉尼亚州东区的福克斯通公园，被告汉森放置了一个包裹，包裹在用透明胶带固定的塑料垃圾袋中，并包含与国防部和计算机磁盘有关的机密文件，在脚桥下的方式将包裹隐藏在视图中。
(In violation of Title 18, United States Code, � 794(c).)
二至二十
(18 U.S.C. � 794(a))
（间谍）
THE GRAND JURY FURTHER CHARGES THAT:1. The Grand Jury realleges and incorporates by reference the GENERAL ALLEGATIONS of this Indictment.
2.在弗吉尼亚州东区和其他地方，被告罗伯特·菲利普·汉森（Robert Philip Hanssen）在以下指定的日期上，有意和理由相信他们将习惯美国的伤害，并有利于外国政府，特别是苏联社会主义共和国联合会（苏联），确实在有意和非法地交流，交付，传递，传输，尝试交流，交付和传输，并向外国政府的代表，尤其是苏联，尤其是代表，以及代表官员，代理人和雇员直接或间接地是与美国国防有关的文件和信息，特别是以下文件和信息：
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 2 |
October 1, 1985 |
(一)Valeriy、克格勃官员,had been recruited by the United States intelligence services, which information was classified SECRET, and the transmission of which information resulted in the identification by a foreign power (as defined in section 101 (a) of the Foreign Intelligence Surveillance Act of 1978) of an individual acting as an agent of the United States and consequently in the death of that individual. (b) The fact that Sergey Motorin, a KGB officer, had been recruited by the United States intelligence services, which information was classified SECRET, and the transmission of which information resulted in the identification by a foreign power (as defined in section 101 (a) of the Foreign Intelligence Surveillance Act of 1978) of an individual acting as an agent of the United States and consequently in the death of that individual. （c）美国情报部门招募了克格勃官员鲍里斯·尤辛（Boris Yuzhin），该信息被列为秘密。 (d) The existence of an FBI technical penetration of a particular Soviet establishment, as well as the specific location of the penetration device, and the methods and technology utilized, which information was classified TOP SECRET, and directly concerned communications intelligence. |
邮寄到弗吉尼亚州亚历山大市的地址的信 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 3 |
November 8, 1985 |
(a) The fact that Valeriy Martynov used a particular and described concealment device, which information was classified SECRET, and the transmission of which information resulted in the identification by a foreign power (as defined in section 101 (a) of the Foreign Intelligence Surveillance Act of 1978) of an individual acting as an agent of the United States and consequently in the death of that individual. （b）针对特定苏联目标的成功的情报收集操作存在，该信息被归类为“最高机密/SCI”。 |
信件邮寄到弗吉尼亚州亚历山大市的地址。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 4 |
1986年6月30日 |
美国知道苏联卫星传输中的特定技术脆弱性，并且正在积极利用该脆弱性，该信息被归类为最高机密/SCI，并直接涉及卫星。 |
信件邮寄到弗吉尼亚州亚历山大市的地址。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 5 |
November 23, 1987 |
A report about a recent FBI/CIA meeting with a Soviet intelligence officer who was an FBI/CIA recruitment target, which report was classified SECRET. |
Dead drop in Nottoway Park, in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 6 |
February 8, 1988 |
(a) Specific information about a recruited KGB officer who had secretly defected to the United States, which information was classified SECRET. (b) The identity, by KGB codename and recent specific assignment, of a KGB agent who was currently operating as an illegal in a particular United States city and who had been recruited by the FBI to serve as a double agent, which information was classified SECRET. (c) A particular limitation of the National Security Agency's ability to read certain Soviet communications, which information was classified TOP SECRET/SCI, and directly concerned communications intelligence. |
Dead drop in Nottoway Park, in Fairfax County, Virqinia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 7 |
March 28, 1988 |
A version of a TOP SECRET document entitled "The FBI's Double Agent Program", which contained a detailed evaluation of FBI double agent operations, including joint operations with other United States intelligence agencies, conducted worldwide over a ten-year period. |
Dead drop in Nottoway Park, in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 8 |
1988年7月18日 |
(a) A TOP SECRET United States intelligence analysis of the effectiveness of Soviet intelligence collection efforts against certain United States nuclear weapons capabilities, which analysis directly concerned early warning systems and other means of defense or retaliation against large-scale attack. (b) A TOP SECRET/SCI document entitled "Compendium of Future Intelligence Requirements: Volume II", dated September 1987, prepared for the Director of Central Intelligence by the Staff of the Intelligence Producers Council, containing a comprehensive listing of specific current intelligence information, including information about military capabilities and preparedness, sought by the United States regarding the Soviet Union and other nations. (c) A TOP SECRET comprehensive historical FBI review of allegations from recruitments and detectors over a period of years that the Soviet intelligence services had penetrated the FBI, which identified Soviet recruitments and detectors with specificity, and described particular information they provided. （d）一项秘密中央情报机构的反情报人员研究，题为“苏联反情报进攻：针对中央情报局的克格勃招聘行动”，日期为1988年3月。 |
Dead drop in Nottoway Park, in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 9 |
December 26, 1988 |
The fact that the United States was targeting a particular category of Soviet communications, which information was classified TOP SECRET/SCI, and directly concerned communications intelligence. |
弗吉尼亚州费尔法克斯县的Eakin社区公园的死亡人数。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 10 |
1989年3月20日 |
由测量和签名情报委员会（MASINT）委员会编写的最高机密/SCI文件，题为“国家Masint Intelligence计划的DCI指南（20091-FY2000）”，日期为1988年11月，代表了美国情报界的特定共识MASINT目标和研究导致了所需的能力，并且其内容是高度具体和技术性的，哪些文件被告汉森要求将其退还给他。 |
Dead drop in Eakin Community Park in Fairfax County, Virginia |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 11 |
1989年5月22日 |
(a) The existence, and details of, an ongoing FBI espionage investigation of United States Department of State officer Felix Bloch, which information was classified SECRET, and which transmission led the Soviet Union to warn Bloch of the investigation and thereby prevent the FBI from concluding its investigation. (b) The fact that the United States was targeting a particular category of Soviet communications, which information was classified TOP SECRET/SCI and directly concerned communications intelligence. |
弗吉尼亚州费尔法克斯县的伊德伍德公园（Idylwood Park）死亡。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 12 |
August 7, 1989 |
A highly-restricted TOP SECRET/SCI analysis, dated May 1987, of the Soviet intelligence threat to a specific and named highly-compartmented United States Government program to ensure the continuity of government in the event of a Soviet nuclear attack, which analysis directly concerned means of defense or retaliation against large-scale nuclear attack and other elements of defense strategy. |
弗吉尼亚州费尔法克斯县的Eakin社区公园的死亡人数。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 13 |
September 25, 1989 |
(a) Documentary material containing details of a United States program of technical penetration of a particular Soviet establishment, which information was classified TOP SECRET/SCI and directly concerned communications intelligence. （b）有关针对特定外国目标的美国技术运营的纪录片材料，该信息被归类为最高机密，并直接涉及通信情报。 |
Dead drop in Canterbury Woods Park in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 14 |
October 23, 1989 |
美国有能力阅读某些苏联通信的事实，哪些信息被归类为“最高机密/SCI”，并且直接涉及通信情报。 |
Dead drop in Foxstone Park in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 15 |
December 25, 1989 |
(a) Documentary material containing details of a United States program of technical penetration of a particular Soviet establishment, which information was classified TOP SECRET/SCI and directly concerned communications intelligence. (b) A Director of Central Intelligence National Intelligence Estimate (NIE) entitled "The Soviet System in Crisis: Prospects for the Next Two Years", dated November 1989 and classified SECRET. |
弗吉尼亚州费尔法克斯县的伊德伍德公园（Idylwood Park）死亡。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 16 |
March 5, 1990 |
(a) Confirmation that a particular Soviet person was a recruited intelligence asset of the FBI, which information was classified SECRET. (b) The fact that a particular named Soviet Embassy employee in the United States was a recruited intelligence asset of the FBI, which information was classified SECRET. |
弗吉尼亚州费尔法克斯县的Eakin社区公园的死亡人数。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 17 |
February 2, 1991 |
（a）确认在美国作为联邦调查局招聘的苏联人的真实身份，该信息被归类为秘密。 （b）美国特定的苏联人是联邦调查局的招募报告资产的事实，该资产被归类为秘密。 |
弗吉尼亚州费尔法克斯县的Eakin社区公园的死亡人数。 |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 18 |
1991年8月19日 |
（a）国家安全局正在阅读特定外国的通信，以及用于这样做的特定方法的事实，哪些信息被归类为“顶级机密/SCI”，并且直接关注通信情报。 （b）一份文件，分类的秘密，披露了针对美国苏联人的FBI技术监视行动的详细信息。 (c) The fact that the FBI was initiating a "dangle" operation against the Soviets at a particular named United States military facility, which information was classified SECRET |
Dead drop in Lewinsville Park in Fairfax County, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 19 |
1991年12月12日 |
The fact that approval had been given for a device the FBI was to implant in a technical surveillance operation against a Soviet person in the United States, about which defendant HANSSEN had first reported to the KGB on August 19, 1991, which information was classified SECRET. |
Note mailed to an address in the City of Alexandria, Virginia. |
|
COUNT |
日期 |
MATERIAL OR INFORMATION TRANSMITTED |
透射的手段和地点 |
| 20 |
December 16, 1991 |
(a) The fact that the United States Intelligence Community was obtaining especially sensitive material derived from the communications of a specific foreign country, which fact was classified TOP SECRET/SCI and directly concerned communications intelligence. （b）由中央情报反情报中心主任制作的秘密文件，名为“克格勃的第一个首席局：结构，功能和方法”，日期为1990年11月。 (c) A SECRET document entitled "Director of Central Intelligence FY 1992 Congressional Budget Justification, Volume X: Federal Bureau of Investigation Foreign Counterintelligence Program." |
Dead drop in Idylwood Park in Fairfax County, Virginia |
(In violation of Title 18, United States Code, � 794 (a).)
数二十一个
THE GRAND JURY FURTHER CHARGES THAT:
1. The Grand Jury realleges and incorporates by reference the GENERAL ALLEGATIONS of this Indictment.
2.On or about February 18, 2001, in the Eastern District of Virginia, defendant ROBERT PHILIP HANSSEN, with the intent and reason to believe that they were to be used to the injury of the United States and to the advantage of a foreign government, specifically the Russian Federation, did knowingly and unlawfully attempt to communicate, deliver, and transmit, to representatives of a foreign government, that is the Russian Federation, and to representatives, officer, agents, and employees thereof, directly and indirectly, the following documents relating to the national defense of the United States:
联邦调查局的七个内部文件归类为秘密，披露了针对美国俄罗斯人的正在进行和拟议的联邦调查局反情报行动的细节。
(In violation of Title 18, United States Code, � 794 (a).)
FORFEITURE
Defendant ROBERT PHILIP HANSSEN, if convicted of any of the violations charged in this Indictment, shall forfeit to the United States any property constituting, or derived from, any proceeds he obtained, directly or indirectly, as the result of such violation; and any of the defendant's property used, or intended to be used, in any manner or part, to commit, or to facilitate the commission of, such violation. This property includes, but is not limited to $1,437,000 received from the Soviets and/or Russians, directly or indirectly, in proceeds of the charged espionage and espionage conspiracy of which he is charged, which $1,437,000 itself includes, but is not limited to:
1. Approximately $800,000, plus applicable interest, maintained on the behalf of the defendant by or through the KGB and SVR and which may have been deposited, at one point, in the Vneshtorg Bank in Moscow;2.Approximately $600,000 in cash and diamonds obtained by the defendant from the KGB and SVR;
3. $50,000 recovered by the FBI from the "Lewis" drop site in Long Branch Nature Center; and
4. Two Rolex watches, bearing the serial numbers L859772 and R16710A30B9315/E458859.
（根据第18章，美国法典，794（合并21号标题的规定，美国法典，853）。）。
KENNETH E. MELSON
United States AttorneyRandy I. Bellows
Assistant United States Attorney
Justin W. Williams
Assistant United States Attorney
Gordon D. Kromberg
Assistant United States Attorney
Laura A. Ingersoll
高级审判律师
内部安全部分
Criminal Division
United States Department of Justice
